Executive Services

Bank of America Merrill Lynch has the knowledge and experience to assist corporate executives and directors in managing their company stock holdings. Our services help executives comply with SEC rules and issuer's ownership guidelines while helping with overall wealth management.

We have experienced staff specialized in company stock-related issues and able to assist you and your executives with:

  • Understanding and managing complex equity awards, such as performance plans
  • Executing transactions in compliance with SEC Rules
  • Diversification strategies
  • Helping participants manage equity awards
  • Reporting stock purchases and sales for insider transactions
  • Designing and implementing a Rule 10b5-1 trading plan, enabling systematic selling or purchasing of company stock at regular intervals, even during periods when executives would otherwise be prohibited from trading.
  • Officer and Director Equity Service (ODES), a solution to help officers and directors meet stringent time constraints imposed on reporting transactions involving company stock.
  • Pre-trade verifications and timely and accurate reporting of open market purchases and sales transactions for corporate insiders
  • Comprehensive wealth management
There were a higher percentage of people age 55 and older in the work force in 2010 — the highest level in 35 years — even after the 2008-2009 recession.
Labor Force Participation Rates of the Population Age 55 and Older, EBRI, January 2011
See how Retirement & Benefit Plan Services can expand the possibilities of your employee benefit solutions.
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